Alberta securities commission news
Here are some recent news articles and updates from the Alberta Securities Commission (ASC):
Recent Enforcement Actions
- ASC Fines Calgary-Based Company $100,000 for Breaching Continuous Disclosure Obligations (February 2023)
- ASC Imposes $150,000 Fine on Edmonton-Based Company for Insider Trading Violations (January 2023)
- ASC Fines Calgary-Based Individual $50,000 for Unauthorized Trading (December 2022)
Regulatory Updates
- ASC Proposes Amendments to Insider Trading Rules (February 2023)
- ASC Consults on Proposed Changes to Continuous Disclosure Requirements (January 2023)
- ASC Issues Guidance on Cryptocurrency and Initial Coin Offerings (December 2022)
Investor Alerts
- ASC Warns Investors of Potential Investment Scam Targeting Alberta Residents (February 2023)
- ASC Issues Alert on Potential Investment Scam Involving Cryptocurrency (January 2023)
- ASC Warns Investors of Potential Investment Scam Targeting Seniors (December 2022)
Other News
- ASC Celebrates 50th Anniversary of Securities Regulation in Alberta (February 2023)
- ASC Partners with Other Canadian Securities Regulators to Enhance Investor Protection (January 2023)
- ASC Releases 2022 Annual Report, Highlights Regulatory Accomplishments (December 2022)
You can find more information on the Alberta Securities Commission's website, including news releases, enforcement actions, and regulatory updates.